This organization files Form 990, which has no section for application policy. Its filings cannot say either way.
The latest filing we hold carries no statement about applications. That is not the same as closed: public-charity Form 990s have no field for it, and many foundations leave the section blank.
Giving by year
Total assets by year
| Year | Form | Revenue | Expenses | Giving | Assets | Net assets |
|---|---|---|---|---|---|---|
| FY2024 | 990 | $1,354,035,278 | $872,225,711 | $6,162,196 | $94,061,520 | −$72,885,642 |
| FY2023 | 990 | $1,118,127,486 | $781,443,382 | $7,403,998 | $60,411,994 | −$116,755,378 |
| FY2022 | 990 | $1,039,482,542 | $693,480,189 | $6,272,489 | $30,977,462 | −$118,331,767 |
| FY2021 | 990 | $1,138,654,783 | $668,437,890 | $617,066 | $51,636,831 | −$89,457,531 |
| FY2020 | 990 | $964,459,237 | $634,634,476 | $786,429 | $68,166,800 | −$63,686,272 |
Figures are as reported on the e-filed return, with no restatement. Fiscal years are the funder's own tax year, labelled by the calendar year the period ends in. A blank line means the return does not carry that figure; a real zero shows as $0. When an amended return replaces an original, every figure here uses the amended return. The original is not shown. Giving is what the funder actually paid out toward its charitable purpose in the year (qualifying distributions on Form 990-PF, charitable disbursements otherwise). Assets are what it holds; giving is what moves.
Recipient focus areas
Where recipients are
Based on the 97% of grant rows we could match to an organization record. The rest stay as reported. The IRS assigns the NTEE category when it grants exemption. It often reflects the original filing, not today's giving.
| Recipient | Purpose | Amount | Year | Source |
|---|---|---|---|---|
| FINRA INVESTOR EDUCATION FOUNDATIONROCKVILLE, MD | GENERAL SUPPORT | $6,980,741 | 2023 | |
Recipients are shown as the funder wrote them on the return. A recipient with a link was matched to an organization record; the rest stay as reported and are never guessed.
| Name | Title | Hours / week | Compensation |
|---|---|---|---|
| Robert W Cook | President & CEO, ex officio | 60.0 | $0 |
| Deborah Bailey | REGULATORY POLICY COMMITTEE | 2.0 | $0 |
| Eric W Noll | REGULATORY POLICY COMMITTEE, EX OFFICIO | 2.0 | $0 |
| Ethiopis Tafara | Regulatory Policy Committee |
From the officer list on the latest e-filed return. Compensation is as reported there; a blank means the return carries no figure.
| GENERAL SUPPORT |
| $5,860,131 |
| 2022 |
| FINRA INVESTOR EDUCATION FOUNDATION INCROCKVILLE, MD | GENERAL SUPPORT | $5,800,910 | 2024 |
| AMERICA ONLINE GIVINGSAFETY HARBOR, FL | GENERAL SUPPORT | $450,769 | 2020 |
| AMERICAN ONLINE GIVINGNEWARK, DE | GENERAL SUPPORT | $299,174 | 2023 |
| AMERICAN ONLINE GIVINGNEWARK, DE | GENERAL SUPPORT | $286,703 | 2022 |
| AMERICAN ONLINE GIVINGSAFETY HARBOR, FL | GENERAL SUPPORT | $266,152 | 2021 |
| AMERICAN ONLINE GIVING FOUNDATION INCNewark, DE | General Support | $206,116 | 2024 |
| FINRA INVESTOR EDUCATION FOUNDATIONROCKVILLE, MD | GENERAL SUPPORT | $203,649 | 2021 |
| FINRA INVESTOR EDUCATION FOUNDATION INCROCKVILLE, MD | GENERAL SUPPORT | $188,054 | 2020 |
| SIFMA FNDT FOR INVESTOR EDUCATIONNEW YORK, NY | GENERAL SUPPORT | $75,000 | 2021 |
| SIFMA FOUNDATION FOR INVESTOR EDUCATION INCNEW YORK, NY | GENERAL SUPPORT | $60,000 | 2024 |
| CONSUMER FEDERATION OF AMERICAWASHINGTON, DC | GENERAL SUPPORT | $59,687 | 2021 |
| SIFMA FNDT FOR INVESTOR PROTECTIONNEW YORK, NY | GENERAL SUPPORT | $50,000 | 2022 |
| SIFMA FNDT FOR INVESTOR PROTECTIONNEW YORK, NY | GENERAL SUPPORT | $50,000 | 2023 |
| SIFMA FOUNDATION FOR INVESTOR EDUCATIONNEW YORK, NY | GENERAL SUPPORT | $30,000 | 2020 |
| DIRECTWOMENLA GRANGE, IL | GENERAL SUPPORT | $25,000 | 2022 |
| CANCER LEAGUE OF COLORADO INCEnglewood, CO | GENERAL SUPPORT | $20,000 | 2024 |
| CANCER LEAGUE OF COLORADOENGLEWOOD, CO | GENERAL SUPPORT | $20,000 | 2023 |
| CONSUMER FEDERATION OF AMERICAWASHINGTON, DC | GENERAL SUPPORT | $17,500 | 2023 |
| SEC HISTORICAL SOCIETYWASHINGTON, DC | GENERAL SUPPORT | $15,000 | 2022 |
| SEC HISTORICAL SOCIETYWASHINGTON, DC | GENERAL SUPPORT | $15,000 | 2024 |
| JUMPSTART COALITIONWASHINGTON, DC | GENERAL SUPPORT | $15,000 | 2022 |
| JUMPSTART COALITION FOR PERSONAL FINANCIAL LITERACYWASHINGTON, DC | GENERAL SUPPORT | $15,000 | 2024 |
| SEC HISTORICAL SOCIETYWASHINGTON, DC | GENERAL SUPPORT | $15,000 | 2021 |
| 2.0 |
| $0 |
| James T Crowley | REGULATORY POLICY COMMITTEE | 2.0 | $0 |
| John B Ehnes | Regulatory Policy Committee - thru 9/11/24 | 2.0 | $0 |
| Lisa Fairfax | REGULATORY POLICY COMMITTEE - THRU 4/5/24 | 2.0 | $0 |
| Maureen Jensen | CHAIR, Regulatory Policy Committee | 2.0 | $0 |
| Moira A Kilcoyne | REGULATORY POLICY COMMITTEE | 2.0 | $0 |
| Paige W Pierce | REGULATORY POLICY COMMITTEE - THRU 9/11/24 | 2.0 | $0 |
| Scott Curtis | REGULATORY POLICY COMMITTEE | 2.0 | $0 |
| Timothy C Scheve | Regulatory Policy Committee - THRU 9/11/24 | 2.0 | $0 |
| Wendy Lanton | REGULATORY POLICY COMMITTEE - AS OF 12/5/24 | 2.0 | $0 |
| Gregory Ruppert | EXECUTIVE VICE PRESIDENT | 60.0 | $0 |
| Marcia E Asquith | EVP, Board & External Relations | 60.0 | $0 |
| Richard W Berry | Executive Vice President | 60.0 | $0 |
| Robert L D Colby | EVP And Chief Legal Officer | 60.0 | $0 |
| Stephanie Dumont | EXECUTIVE VICE PRESIDENT | 60.0 | $0 |
| Todd T Diganci | Executive Vice President/CFAO | 60.0 | $0 |
| William St Louis | EXECUTIVE VICE PRESIDENT | 60.0 | $0 |
Nearest by size, location and giving pattern in the database. Geography weighs heavily. Treat it as a starting list, not a ranking of fit.
Form 990 · FY2023 · period ending Dec 31, 2023IRS bulk XML
Filing id 202423209349313927
Form 990 · FY2022 · period ending Dec 31, 2022
Filing id 202343199349316174
Form 990 · FY2021 · period ending Dec 31, 2021
Filing id 202243189349309514
Form 990 · FY2020 · period ending Dec 31, 2020
Filing id 202143199349307699
Form 990 · FY2018 · period ending Dec 31, 2018
Filing id 201933199349310513
Form 990 · FY2017 · period ending Dec 31, 2017
Filing id 201843199349308874
Form 990 · FY2016 · period ending Dec 31, 2016
Filing id 201703179349308095
Form 990 · FY2015 · period ending Dec 31, 2015
Filing id 201613139349302226
IRS filings are the source for every fact on this page. Nothing a model writes is ever a source; it can only point at a row here.